|
|
CODE OF ETHICS
PRINCIPLES OF ETHICS
Click here to download the PDF version of this document
The South African Speech, Language, Hearing Association
(SASLHA) recognizes its responsibility to promote ethical
conduct amongst its members. The following revised Code of
Ethics is a response to changes in society at both national
and international levels, to amendments to the Health
Professions Act No 56 of 1974 that have direct relevance to
our professions and to new developments in the professions
during the past decade. There are moral theories that
describe how we ought to engage with the world and those we
encounter in it. These theories serve as the ground for the
principles we derive to guide our clinical practice and
decision-making as professionals and as individuals. They
express our professional values. In setting out these
principles, the Ethics and Standards Committee hopes to
inspire members of the association and of the professions to
aspire to standards of excellence in practice and research
and to conduct respectful relationships with clients and
professionals alike. Members shall observe these principles
as affirmative obligations and duties for practice, under
all conditions. From time to time we are faced with complex
situations that require an ethical response. In such cases
the principles should be carefully considered relative to
the nature of the problems and their context. Occasionally
principles may be in conflict therefore a defensible and
carefully considered decision needs to be reached by sound
ethical reasoning. The principles are beneficence, non-maleficence,
autonomy, justice; truth-telling and promise-keeping.
PRINCIPLE I
Members of the professions of Speech Language Therapy
and Audiology shall at all times act in the best interests
of and avoid harm to people receiving their services or
participating in research, involve people fully in the
planning and decision-making that are part of the
therapeutic process and respect their beliefs and values.
This general principle refers to autonomy,
beneficence and non-maleficence, truth-telling and fidelity.
PRINCIPLE II
Members of the professions of Speech
Language Therapy and Audiology shall promote their
professions by providing accurate information to the public
regarding the scope of the professions, new developments,
the services we provide and where to access them. This
general principle refers to beneficence, non-maleficence and
truth-telling.
PRINCIPLE III
Members of the professions of
Speech Language Therapy and Audiology shall ensure that
services are made available and accessible to persons with
communication disorders and that these services are
appropriate to particular individual and community needs.
This principle refers to beneficence, social and
distributive justice, and fidelity.
PRINCIPLE IV
Members
of the professions of Speech Language Therapy and Audiology
shall uphold the dignity of the professions, maintain
harmonious relationships with colleagues, students and other
professionals, and practice in close adherence to the
Ethical Rules of the Health Professions Council of South
Africa. This principle refers to beneficence, non-maleficence
and fidelity.
PRINCIPLE V
Members of the professions of
Speech Language Therapy and Audiology shall act responsibly
regarding their ongoing professional development and
maintain competence in their fields of practice whilst
simultaneously safeguarding their personal welfare. This
principle refers to beneficence and truth-telling.
GLOSSARY Morality
is about a set of guidelines that we apply to
the complex circumstances of life to help us decide
whether an act, a value, a character trait is right or
wrong. Knowledge of the moral norms of society enables
us to reflect on our circumstances, clarify our thoughts
and choose to live in ways that promote good relations
and harmony. Socrates said that the unexamined life is
no life for a human being. Morality is about making
choices, "right" choices.
Moral theories
are attempts to pull together a collection of
concepts into a coherent whole in order to answer an
ethical question or solve an ethical problem (Mizzoni,
2010; page 5).
Ethics is the
systematic analysis of and reflection on morality. For
our purposes we are concerned with normative ethics,
that branch of ethics that is concerned with concrete,
practical questions related to the morality of our
character traits and actions. This is directly relevant
to us in the practice of our professions when we need to
know what makes something right or wrong.
Principles may be viewed here as
"perspectives" (they are also the premises of a logical
argument). We may apply principles as we attempt to
decide whether to act in one way or another. In doing so
we obtain different perspectives, understand what the
consequences of a particular course of action might be.
There are four primary principles in bioethics:
Autonomy is the capacity to think,
decide and act on the basis of such thought and
decision, freely and independently (Gillon, 1986; Hope,
2004)
Beneficence emphasizes
the moral importance of doing good to others; in the
context of bioethics it refers to the promotion of what
is best for the patient.
Non-maleficence
is often referred to as the opposite side of
the coin to beneficence. It states that we should not
harm patients. It differs from beneficence in the scope
of its application: we have a prima facie duty not to
harm anyone.
Justice is a
principle with four components: distributive justice;
respect for the law; rights and retributive justice.
Distributive justice is concerned with the equitable
allocation of resources; the second refers to whether
the fact that an act is or is not against the law, is of
moral relevance; rights are considered to be special
advantages with correlative duties to provide them;
retributive justice refers to making right when a wrong
has been perpetrated.
In addition we have these
duties: Fidelity refers to meeting
the patient"s reasonable expectations regarding respect,
competence, subscribing to a professional code of
conduct, following policies and procedures honoring
agreements made between clinician and patient.
Truth-telling relates to the disclosure
of information in a respectful and compassionate way.
A code of ethics sets out the principles and
accompanies them with their application in context as a
set of rules. Naturally a principle is broader than the
rules it expresses. The Ethical Rules for the Health
Professions (Amendments R717 4th August 2006 and R9016
2nd February 2009 of the Health Professions Act No 56 of
1974) place upon members of the association and
professions a statutory obligation to adhere to the
rules that flow from these principles. These rules are
set out below under headings that indicate respectively
our duties to our clients, the public, professional
colleagues, institutions and professional bodies and to
ourselves. We trust that, read together, these
principles and the rules, will inform good judgment and
guide ethical decision-making in the complex clinical
and research scenarios in which we practice.
Principle I Members of the professions of Speech
Language Therapy and Audiology shall at all times act in
the best interests of and avoid harm to people1
receiving their services or participating in research,
involve people fully in the planning and decision-making
that are part of the therapeutic process, and, respect
their beliefs and values.
Performance of professional
acts (Rule 21: Amendment R717 4th August 2006 of the
Health Professions Act No 56 1974) A practitioner shall
perform, except in an emergency, only a professional
act:
- for which he or she is adequately educated,
trained and sufficiently experienced; and
- under
proper conditions and in appropriate surroundings.
Professional confidentiality (Rule 13 ibid.)
- A
practitioner shall divulge verbally or in writing
information regarding a patient which he or she ought to
divulge only
- in terms of a statutory provision;
- at the instruction of a court of law; or
- where justified in the public interest.
-
Any
information other than the information referred to
in sub-rule (1) shall be divulged by a practitioner
only
- with the express consent of the patient;
- in the case of a minor under 12 years, with the written consent of his or her parent or guardian; or
- in the case of a deceased patient, with the written consent of such deceased patient’s estate.
1. "Patient" and "client": The
terms are used interchangeably to refer to the people who
receive Speech-Language Therapy and Audiology services.
2. Scope of practice: The revised Scope of
the Professions of Speech Therapy and Audiology is set out
in the amendment of 21st November 2009 (Regulation Number
pending).
Secret remedies (Rule 19
ibid.) A practitioner shall in the conduct and scope of
his or her practice, use only –
- a form of treatment,
apparatus or health technology which is not secret and which
is not claimed to be secret; and
- b) an apparatus or health
technology which proves upon investigation to be capable of
fulfilling the claims made in regard to it.
Impeding a
patient (Rule 11 ibid.) A practitioner shall not impede a
patient or, in the case of a minor, the parent or guardian
of such minor, from obtaining the opinion of another
practitioner or from being treated by another practitioner.
Signing of official documents (Rule 15 ibid.)
A student,
intern or practitioner who, in the execution of his or her
professional duties, signs official documents relating to
patient care, such as prescriptions, certificates (excluding
death certificates), patient records, hospital or other
reports, shall do so by signing such document next to his or
her initials and surname printed in block letters.
Certificates and reports (Rule 16.4 ibid.)
A practitioner
shall issue a brief factual report to a patient where such
patient requires information concerning him- or herself.
Financial interests in hospitals (Rule 23A ibid.)
A
practitioner may have a direct or indirect financial
interest or shares in a hospital or other health care
institution: Provided that
- such interests or shares
are purchased at market-related prices in arm's length
transactions;
- the purchase transaction or ownership
of such interest or shares does not impose conditions or
terms upon the practitioner that will detract from the good,
ethical and safe practice of his or her profession;
- the returns on investment or payment of dividends is not
based on patient admissions or meeting particular targets in
terms of servicing patients;
- such practitioner does not over-service patients and to this end establishes appropriate peer review and clinical governance procedures for the treatment and servicing of his or her patients at such hospital or health care institution;
- such practitioner does not participate in the advertising or promotion of the hospital or health care institution, or in any other activity that amounts to such advertising or promotion;
- such practitioner does not engage in or advocate the preferential use of such hospital or health care institution;
- the purchase agreement is approved by the council based on the criteria listed in paragraphs (a) to (f) above; and
- such practitioner annually submit a report to the council indicating the number of patients referred by him or her or his or her associates or partners to such hospital or health care institution and the number of patients referred to other hospitals in which he or she or his or her associates or partners hold no shares.
Referral of patients (Rule 24 ibid.)
- A practitioner who has a financial interest or shares in
a private clinic or hospital shall refer a patient to such a
clinic or hospital only if a conspicuous notice is displayed
in his or her waiting room indicating that he or she has a
financial interest in such clinic or hospital and if the
patient is duly verbally informed about the fact that the
practitioner has an interest or shares in a clinic or
hospital to which said patient is referred and the patient’s
informed written consent is obtained prior to such referral.
Dual registration (Rule 27 ibid.) A health practitioner who
holds registration for more than one statutory council or
professional board shall at all times ensure that –
- no
conflict of interest arises from such dual registration in
the rendering of health services to patients;
- patients
are clearly informed at the start of the consultation of the
profession in which the practitioner is acting;
-
informed consent regarding the profession referred to in
paragraph (b) is obtained from said patient;
- patients
are not consulted in a dual capacity or charged fees on such
dual consultation; and
- the ethical rules applicable at
a given moment to the profession in which the practitioner
is acting, are strictly adhered to.
Principle II Members of the professions of Speech
Language Therapy and Audiology shall promote their
professions by accurate information to the public regarding
the scope of the professions, new developments, the services
we provide and where to access them.
Advertising and canvassing or touting3
(Rule 3, Amendment R68 2nd February, 2009 of the
Health Professions Act No 56 1974)
- A practitioner shall
be allowed to advertise his or her services or permit,
sanction or acquiesce to such advertisement: Provided that
the advertisement is not unprofessional, untruthful,
deceptive or misleading or causes consumers unwarranted
anxiety that they may be suffering from any health
condition.
- A practitioner shall not canvass or tout or
allow canvassing or touting to be done for patients on his
or her behalf.
Information on professional stationery
(Rule 4 ibid.)4
- A practitioner shall print or have
printed on letterheads, account forms and electronic
stationery information pertaining only to such
practitioner’s –
- name;
- profession;
- registered category;
- speciality or
subspeciality or field of professional practice (if any);
- registered qualifications or other academic
qualifications or honorary degrees in abbreviated form;
- registration number;
- addresses (including email
address);
- telephone and fax numbers;
- practice or
consultation hours;
- practice code number;
- A
group of practitioners practicing as a juristic person which
is exempted from registration in terms of section 54A of the
Act, or a group of practitioners practicing in partnership,
shall print or have printed on letter head, account forms
and electronic stationery information pertaining only to
such juristic person or partnership practitioners’ –
- name;
- profession;
- registered category;
- speciality or subspecialtyor field of professional practice (if any);or field of professional practice (if any);
- registered qualifications or other academic qualifications or honorary degrees in abbreviated form;
- registration number;
- addresses (including email address);
- telephone and fax numbers;
- business hours;
- practice code number.
3. "Touting means conduct
which draws attention either verbally or by means of printed
or electronic media, to one‟s offers, guarantees or material
benefits that do not fall in the categories of professional
service or items, but are linked to the rendering of a
professional service or designed to entice the public to the
professional practice" (Amendment No R. 68, 2nd February
2009).
4. The relevant sections
for partnership and other business models, covering
(locums), sharing rooms, fees and commissions are to be
found in Rules 7, 8, 8A and 9 of the Act. The SASLHA
Guideline for Services in the Private Sector contains the
details of these Rules.
Naming of a practice (Rule 5 ibid.)
- A practitioner shall use his or her own name or the
name of a registered practitioner or practitioners with whom
he or she is in partnership or with whom he or she practices
as a juristic person, as a name for his or her private
practice.
- A practitioner referred to in sub-rule (1) may
retain the name of such private practice even if another
practitioners, partner of such partnership or member of such
juristic person is no longer part of such private practice:
Provided that the express consent of the past practitioner
or, in the case of a deceased practitioner the consent of
the executor of his or her estate or his or her next-of-kin,
has been obtained.
- A practitioner shall not use, in the
name of his or her private practice, the expression
‘hospital’, clinic, or institute or any other expression
which may give the impression that such private practice
forms part of, or is in association with, a hospital clinic
or institute.
Itinerant practice (Rule 6 ibid.)
A
practitioner may conduct a regularly recurring itinerant
practice at a place where another practitioner is
established if, in such itinerant practice, such
practitioner renders the same level of service to patients,
at the same fee as the service which he or she would render
in the area in which he or she is conducting a resident
practice. Medicines and
Medical Devices
(Rule 23 ibid.) (2)
A practitioner shall not engage in or advocate the
preferential use or prescription of any medicine or medical
device which, save for the valuable consideration he or she
may derive from such preferential use or prescription, would
not be clinically appropriate or the most cost-effective
option. (4) A practitioner referred to in subrule (3) shall
display a conspicuous notice in his or her waiting room and
also duly inform his or her patient about the fact that he
or she -
(a) owns shares or has a financial interest in a
listed public company that manufactures or markets the
medicine or medical device prescribed for that patient; or (b) is in the employ of or contractually engaged by the pharmaceutical or medical device
company that manufactures such medicine or medical device, and shall, subject to subrule (5), obtain the patient's informed written consent prior to
prescribing such medicine or medical device for that patient; and
(5) A practitioner may prescribe or supply medicine or a
medical device to a patient: Provided that such practitioner
has ascertained the diagnosis of the patient concerned
through a personal examination of the patient or by virtue
of a report by another practitioner under whose treatment
the patient is or has been and such medicine or medical
device is clinically indicated, taking into account the
diagnosis and the individual prognosis of the patient, and
affords the best possible care at a cost-effective rate
compared to other available medicines or medical devices and
the patient is informed of such other available medicines or
medical devices;
Principle III Members of the professions of
Speech Language Therapy and Audiology shall ensure that
services are made available and accessible and that these
services are appropriate to particular individual and
community needs.
We may not discriminate against any person on the
grounds of gender, ethnic origin, culture, sexual
orientation, disability, religion or language; Constitution
of the Republic of South Africa (1996), the National Health
Act (2003), and the National Patient‟s Rights Charter (July
2002).
Principle IV Members of the professions of Speech
Language Therapy and Audiology shall uphold the dignity of
the professions, maintain harmonious relationships with
colleagues, students and other professionals and practice in
close adherence to the Ethical Rules of the Health
Professions Council of South Africa.
Supersession (Rule 10, Amendment R717
4th August 2006 of the Health Professions Act No 56 1974)
A practitioner shall not supersede or take over a patient
from another practitioner if he or she is aware that such
patient is in active treatment of another practitioner,
unless he/she – - takes reasonable steps to inform the
other practitioner that he or she has taken over the patient
at such patient’s request; and
- establishes from the other practitioner what treatment
such patient previously received, especially what medication,
if any was prescribed to such patient and in such case the other
practitioner shall be obliged to provide such required information.
Professional reputation of colleagues
(Rule 12 ibid.)
A practitioner shall not cast reflection on the probity,
professional reputation or skill of another person
registered under the Act or any other health Act.
Exploitation (Rule 22 ibid.)
A practitioner shall not permit himself or herself to be
exploited in any manner.
Reporting of impairment5
or of unprofessional, illegal or unethical conduct
(Rule 25 ibid.)
- A student, intern or practitioner
shall –
- report
impairment in another student, intern or practitioner to the
board if he or she is convinced that such student, intern or
practitioner is impaired
- report his or her own
impairment or suspected impairment to the board concerned if
he or she is aware of his or her own impairment or has been
publicly informed, or has been seriously advised by a
colleague to act appropriately to obtain help in view of an
alleged or established impairment, and
- report any
unprofessional, illegal or unethical conduct on the part of
another student, intern or practitioner.
Principle V
Members of the professions of Speech Language Therapy and
Audiology shall act responsibly regarding their ongoing
professional development and maintain competence in their
fields of practice whilst simultaneously safeguarding their
personal welfare.
Continuing Professional Development6
5.
Impairment : „a mental or physical condition which affects
the competence, attitude, judgement or performance of
professional acts by a registered practitioner‟ (Amendment
R717 2006) 6. CPD: Details of the
requirements for CPD for speech therapists and audiologists
are to be found at
http://www.hpcsa.co.za/downloads/cpd/cpd_guidelines_2010.pdf
For
the purpose of updating knowledge of developments in the
profession/s and maintaining clinical competence, Section 26
of the Health Professions Act, 1974 (Act No. 56 of 1974) the
HPCSA prescribes -
- conditions relating to continuing education and
training to be undergone by persons registered in terms of
this Act in order to retain such registration;
- the
nature and extent of continuing education and training to be
undergone by persons registered in terms of this Act; and
- the criteria for recognition by the HPCSA of continuing
education and training courses and education institutions
offering such courses.
Regarding Research involving human
participants it should be noted that there are Ethics Review
Boards at institutions and agencies that oversee
applications and periodically review research according to
general ethical principles. Members of the professions who
engage in research should comply with the requirements of
these agencies prior to commencing research and at various
stages in the research process.
|